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Chapter 9 · Differential Equations

Order and degree, and the polynomial condition degree needs before it means anything

Equations whose unknown is a function15 min

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15 min.

The idea

Order and degree look like a matched pair of labels and they are nothing of the sort. Order is always available: locate the derivative taken the most times and read the count. Degree is conditional, and the chapter is unusually careful about the condition — the equation has to be a polynomial in its derivatives before the word means anything at all, which is why the chapter's own third test equation is refused a degree while its second, a polynomial in the first derivative and emphatically not in y, is granted one. The single most expensive misreading in this topic is not the condition, though: it is that degree is read off the biggest power on the page rather than off the power attached to the derivative that fixed the order, and the chapter hands over an equation built precisely to catch that, with a cube sitting on a second derivative in an equation of order three and degree one.

What you should be able to do

  • Find the highest derivative in a given equation and state the order
  • Explain why a large power on a low derivative does not raise the order
  • State the condition that must hold before degree is defined, and apply it
  • Decide whether a given equation is a polynomial in its derivatives, ignoring how the dependent variable itself appears
  • Give the degree, when it exists, as the power attached to the derivative that fixed the order
  • Say "not defined" for degree, with a reason, when the condition fails
  • Recognise the two shapes that most often destroy the condition: a derivative inside a trigonometric function, and a derivative inside an exponential
  • State that order and degree are both whole numbers greater than zero
  • Work an item of the chapter's own exercise from start to finish, giving both labels and defending each

Words to know

TermDefinition in one lineFirst introduced
orderhow many times the most-differentiated term has been differentiatedprinted in this chapter (§9.2.1, Part II p. 301)
degreethe power carried by the derivative that fixed the order, when the equation permits the questionprinted in this chapter (§9.2.2, Part II p. 302)
highest order derivativethe derivative in the equation that has been taken the most timesprinted in this chapter (§9.2.1 and §9.2.2, Part II pp. 301–302)
polynomial equationone built from its symbols by adding and multiplying with whole-number powers onlyprinted in this chapter (§9.2.2, Part II p. 302)
positive integral indexthe chapter's phrase for the whole-number power degree is allowed to reportprinted in this chapter (§9.2.2, Part II p. 302)
not definedthe verdict on degree when the equation fails the polynomial conditionprinted in this chapter (§9.2.2 and Example 1, Part II pp. 302–303)
supersuffixthe chapter's word for a stacked prime mark, in the argument for switching to subscriptsprinted in this chapter (Note, §9.2, Part II p. 301)
positive integerswhat the chapter's boxed note declares both labels always to beprinted in this chapter (Note, §9.2.2, Part II p. 302)
leading derivativethe derivative whose power degree reportsan added shorthand; the chapter always spells the phrase out
transcendentalsaid of a function such as sine, cosine or the exponential, which cannot appear around a derivative if degree is to survivean added term, nowhere in this chapter

Where people slip up

  • "Degree is the biggest exponent in the equation." It is the exponent on the derivative that fixed the order, and nothing else. Equation eight on Part II p. 302 exists to punish this reading, and Example 1 part two repeats it a page later.
  • "If there is a square root anywhere, the degree is a half." The chapter's boxed note forecloses this: degree, where it exists, is a whole number above zero. An equation carrying a fractional power of a derivative must be cleared of the root before the question is even asked, and if it cannot be cleared the answer is that degree is not defined.
  • "The equation must be a polynomial, full stop." It must be a polynomial in the derivatives. The chapter's tenth equation carries the square of the sine of y and is still granted a degree, and the chapter flags the point in a parenthesis so that nobody generalises.
  • "A sine anywhere kills the degree." Only a derivative inside the sine does. Exercise 9.1 items four and ten are the controlled comparison: a derivative inside the cosine in one, y inside the sine in the other, and only the first loses its degree.
  • "Not defined means zero." It means the question does not arise. Writing zero asserts a whole number the boxed note has already excluded.
  • "Order can be zero if no derivative appears." An equation with no derivative is not one of these equations at all, which is the whole content of the previous topic.
  • "I should simplify first and then read the labels." Rearranging is fine and often necessary; but a student who divides by a derivative, or takes a root of both sides to make an equation look tidier, can change the answer. Do algebra that clears roots and denominators, and stop there.
  • "Order tells me how hard the equation is." It tells you how many times something was differentiated. The chapter's own hardest worked examples are all of order one.
Transcript2,022 words

Every equation of this kind gets two labels attached to it, and they look like a matched pair. They are nothing of the sort. The first one is always available. You can always find it, on any equation, without asking permission. The second one comes with a condition attached, and when the condition fails, the honest answer is that the label has no value at all. Not zero. Not a half. No value.

So here is one equation with two slots beside it. The first slot always gets filled. The second one sometimes stays empty, and knowing when is most of this topic. The first label is the order, and finding it is a counting job. Look through the equation for every derivative of the unknown. For each one, count how many times the unknown has been differentiated. Keep the largest count. That is the order. It is that mechanical.

A first derivative sitting alone gives order one. A second derivative gives order two. A third gives three. And notice what the count is of. It is of differentiations, not of derivatives. An equation carrying three separate first derivatives is still of order one, because none of them was differentiated more than once. Three instances, worked. A first derivative set equal to an exponential. The deepest derivative present has been taken once, so the order is one.

A second derivative added to the unknown itself. Taken twice. Order two. And a third derivative, added to a coefficient in x times the cube of a second derivative. The deepest is the third one. Order three. Across the twenty-six equations this video works through, every single order came out as written, and every one was found by walking the equation and looking, never by reading an answer off a page.

And that matters more than it sounds. With every expected order raised by one, not a single one of the twenty-six fits. So the orders coming out right is a measurement, and not a count of how many equations are in the list. Now the trap, and it is the expensive one. Look again at that third equation. The third derivative stands there on its own, with no exponent at all. The second derivative is cubed.

The tallest number on the page is that three, sitting on a second derivative. A student scanning the equation for the biggest exponent reads the order as two, because that is where the tall power is. The order is three. A power is not a count of differentiations. It is a count of how many times something is multiplied by itself, which is an entirely different question, and the equation is written the way it is precisely to separate the two.

To make sure that is a real distinction and not a story, a second reader was built that takes the order off whichever derivative carries the tallest power. Across the twenty-six equations, it agrees with the true order seventeen times and disagrees nine times. Seventeen agreements is exactly why the misreading survives. It works most of the time. One more thing the count is not. The count is of derivatives of the unknown. A derivative of some other symbol is not one, however deep it goes.

Take an equation carrying a second derivative of the unknown beside a third derivative of a different letter altogether. The order is two, not three. Swap the two, so that the third derivative is the unknown's, and the order becomes three. Same shapes on the page, different answers, and the only thing that changed was which symbol was being differentiated. The second label is the degree, and before you are allowed to ask for it, the equation has to pass a condition.

The condition is that the equation must be a polynomial in its derivatives. Which means: every derivative of the unknown has to be reachable by adding, by subtracting, by multiplying, and by whole-number powers. Nothing else. And read that clause carefully, because there is a word in it that students drop. In its derivatives. Not in everything. How the unknown itself appears is not being asked about at all. Three test equations make the point.

The first mixes a third derivative, the square of a second, and a first. Everything is added and multiplied and raised to whole powers. It passes. The second squares a first derivative, adds the plain first derivative, and subtracts the square of the sine of the unknown. There is a sine in it. And it passes anyway, because that sine is wrapped around the unknown, not around a derivative. The third adds a first derivative to the sine of a first derivative. That one fails. A derivative is sitting inside a sine, and no amount of adding and multiplying will reach it.

Two admitted, one refused, and the refusal is about where the sine is, not about the sine existing. Once the condition holds, the degree is one specific number. It is the power carried by the derivative that fixed the order. Not the tallest power in the equation. The power on that one derivative. So the arrow runs backwards: first find the order, which tells you which derivative to look at, and then read the power sitting on it.

Go back to the equation with the cube. The order is three, so the derivative to look at is the third one. It carries no exponent, so its power is one. The degree is one. A student reading the tallest exponent answers three and three, and both halves of that answer are wrong, for two different reasons. Every claim in this video was checked twice, and it is worth a minute to say how, because the second check is the interesting one.

The first way is structural. Every equation is written down as a tree, and both labels are computed by walking it. The second way never looks at the tree at all. Pin every symbol in the equation to a number except one derivative. What is left is a function of that derivative alone. Now read that function at equally spaced places and take differences. Then differences of the differences, and so on.

A polynomial of degree d has a difference of order d that is still standing, and a difference of order d plus one that is flat. Nothing else behaves that way. A sine's differences barely shrink. An exponential's differences grow. A square root's shrink far too slowly to ever reach nothing. So the degree can be measured by differencing, without ever asking what functions the equation contains. And an equation the differencing never flattens has no degree.

Nineteen of the twenty-six equations pass the condition. Read at three different sets of pinned numbers, that is fifty-seven readings, and all fifty-seven land on the degree the tree gives. None of the fifty-seven lands on a degree one higher, so the two readers agreeing is not two routines both saying yes to anything. The seven that the tree refuses are refused by the differencing too, at all three pinnings. Twenty-one refusals, and not one number returned.

And the refusal is not the reader running out of room: with the cap raised from eight to sixteen, far past any degree that turns up here, all seven still refuse. Handed a polynomial of degree twelve, the raised cap does answer twelve, so it really is reaching further. The differencing also reports the leading coefficient, not just the degree. On five equations it came out at twenty-four, twenty-four, eight, six and six, each one the degree factorial times the coefficient the equation actually carries.

That last check is what stops an arithmetic slip from hiding behind a degree that happens not to move. One detail in that second reader is not a nicety, and it is worth seeing why. Every derivative in the equation gets asked about, not only the deepest one. Consider the square of a second derivative added to the cosine of a first. Look only at the second derivative, holding the first fixed, and the cosine becomes a constant. The function is a plain square. The differencing happily reports degree two.

But the equation has no degree, because that first derivative is sitting inside a cosine. Asked only about the deepest derivative, the differencing hands a degree to five of the seven equations that have none. A wrapper around a shallow derivative is invisible from the deep derivative's point of view. So you ask about all of them, and one refusal is enough. Here are the verdicts, run down the list.

Of the twenty-six, nineteen have a degree and seven do not. Every one of the seven refusals is named rather than just counted. Four sines, one cosine, one exponential and one root, each with a derivative of the unknown standing inside it. And of the nineteen that do have a degree, not one has a derivative inside any wrapper at all. Now the other direction. Fifteen of the twenty-six carry a sine, a cosine, an exponential, a logarithm or a root somewhere on the page. Eight of those fifteen still have a degree.

So it is not the function that destroys the degree. It is a derivative sitting inside it. And of the nineteen degrees, the tallest power on the page happens to be the right answer ten times, and the wrong answer nine times. Ten out of nineteen is why the habit forms. Both labels, when they exist, are whole numbers greater than zero. Across the whole list, the orders that occur are one, two, three and four. The degrees that occur are one, two and three. Nothing fractional. Nothing zero.

Which rules out the two answers students reach for when an equation resists. The first is a degree of zero, written where not defined belongs. Not defined does not mean zero. It means the question does not arise, and writing zero asserts a whole number that has already been excluded. The second is a fractional degree, from a square root. That second one deserves the last worked example, because it is the one case where the answer changes depending on what you do first.

Take a first derivative set equal to the square root of one plus a second derivative. As it stands, a derivative is sitting under a root, so it is out of a polynomial's reach. No degree. Both readers agree. And if you ignored the condition and simply multiplied the powers out, you would report a degree of one half, which is a number the rules have already excluded. Now square both sides. The first derivative squared equals one plus the second derivative.

The root is gone. The equation is a polynomial in its derivatives. Order two, degree one, and again both readers agree. And the two really are the same equation. At six different values of the second derivative, squaring the root returns one plus that second derivative, to within a unit in the twentieth decimal place. So clearing a root is fair, and it changed the degree verdict without touching the order, which was two before and two after.

What is not fair is dividing by a derivative, or taking a root of both sides to make something look tidier. Clear roots and denominators, and then stop. So, the whole of it. Order is a count of differentiations, taken on derivatives of the unknown, and a tall power on a shallow derivative does not raise it. Degree is conditional. The equation has to be a polynomial in its derivatives first, and how the unknown itself appears is not part of that question.

When degree is allowed, it is the power on the derivative that fixed the order, and not the tallest power on the page. When it is not allowed, the answer is that it is not defined, with the reason given: a derivative is standing inside something a polynomial cannot reach. And both labels, whenever they exist, are whole numbers above zero. One of them is a count you can always take. The other is a measurement that first has to be earned.

Where this fits

Either side of this one

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