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Chapter 7 · Binomial Theorem

Proving the expansion for every positive power by induction

The theorem, and what it hands you12 min

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12 min.

A rule built to agree with every coefficient row checked so far does agree, on all of them — and first breaks at the sixth power. Checking rows is not proving a pattern.

The idea

Four checked cases and a table that keeps behaving are evidence, and evidence is not a proof. Four, not five: p. 126 prints identities at indices 0 through 4, but §7.2.1 is stated for positive integers, so the index-0 line — the one carrying the condition on the bracket — is not an instance of the theorem at all. The chapter then uses two more, index 5 on p. 127 and the symbolic row 7 on p. 128, without checking either. §7.2.1 supplies the proof, and the interesting thing about it is how little new machinery it needs. Its inductive step is the same multiply, displace and add that produced each row of the triangle, now carried out on symbols instead of numbers. The page cites three facts to close the step, but two of them are the end values §7.2 had already put on the page; the one substantial thing imported is the identity from the combinations chapter that fuses two adjacent selection counts into the one below them — which is the addition rule itself, written algebraically. So the proof does not introduce a new idea about expansions. It certifies that the pattern read off a handful of rows really does hold at every positive power, and it shows exactly which earlier fact is carrying the weight.

What you should be able to do

  • State the expansion §7.2.1 asserts, and name the two things it ranges over
  • Say why checking the four indices from 1 to 4 does not establish the claim, and why the index-0 identity is not among the cases being checked
  • Identify the base case the chapter uses, and explain why the argument starts at the first power rather than the zeroth
  • Set out an induction hypothesis for this statement, assuming exactly one row
  • Carry out the inductive step: multiply the assumed row by the bracket, identify the two copies produced, and align them
  • Show that collecting like terms turns every interior coefficient into a sum of two adjacent selection counts
  • Name the three small facts the page cites to finish the step, and say which of them does the real work
  • State what an induction argument licenses and the exact claim it leaves outside
  • Restate the theorem in the compact summation form, including the convention that makes the two end terms fit it
  • Apply the theorem to a sixth power, and to a bracket one of whose terms is a fraction with a restriction attached

Words to know

TermDefinition in one lineFirst introduced
binomial theoremthe statement that a two-term bracket raised to a positive whole power expands with selection counts as its coefficientsprinted in this chapter, §7.1 and as the §7.2.1 heading, pp. 126 and 129
mathematical inductionthe principle that lets a claim proved for a first case and shown to survive one step be asserted for every case after itprinted in this chapter, §7.2.1, p. 129, where it is named but not stated
binomial coefficienta selection count in its role as the number multiplying a term of an expansionprinted in this chapter, in the numbered observations after §7.2.1, p. 130
positive integera whole number of one or more, which is the range the theorem is claimed overprinted in this chapter, §7.2.1, p. 129
expansionthe sum of terms a bracketed power is rewritten asprinted in this chapter, §7.2, p. 126
indexthe power carried by the bracket, or by one of its two terms inside a term of the expansionprinted in this chapter, §7.2 and in the observations, pp. 126 and 130
induction hypothesisan added name for the assumption that the statement holds at one unnamed stepan added term; not printed in this chapter, which sets the assumption out without labelling it
summation notationan added name for the compact form using the Greek capital sigma with a counter running between two limitsan added term; not printed in this chapter, which uses the symbol on p. 130 without naming it

Where people slip up

  • "It was checked for the first five powers, so it is true." No number of checked cases reaches an unbounded list. That gap is the reason §7.2.1 exists, and an explanation that skips the proof has taught the formula and none of the subject.
  • "Induction is a ritual you perform after you already believe the result." The step is where the mathematics is. It shows that the addition rule of the triangle and the selection-count identity of Chapter 6 are the same statement, which is something a student cannot see from the table.
  • "The proof begins at the zeroth power." It begins at the first. The zeroth power is not covered by the theorem as stated, and §7.2 gave it separately with a condition on the bracket.
  • "The theorem covers any power at all." As stated here it covers positive whole powers. §7.1 says outright that other kinds of power are outside what this chapter treats, so an explanation must not promise fractional or negative powers.
  • "The two copies produced in the step are different expansions." They are one expansion multiplied by each term of the bracket in turn. Their coefficients are the same list; only the alignment differs, and that offset is what makes adjacent entries meet.
  • "The middle identity is proved here." It is imported. This chapter uses it and gives no argument for it; the argument belongs to Chapter 6.
  • "The convention that a zeroth power reads as 1 is a technicality." Without it the compact summation form does not reproduce the two end terms, so it is what makes the short statement equivalent to the long one.
  • "A three-term expression is outside the theorem." Group two of the three and it becomes a two-term bracket. Miscellaneous items 5 and 6 exist to make students choose the grouping.
Transcript1,787 words

There are rows of coefficients now, three regularities that hold every time you look, and a formula that matches all of them. It would be easy to think there is nothing left to do. There is. Everything so far is a check, and every check is finite. The rows for the first, second, third and fourth powers were multiplied out and confirmed, which is fourteen numbers altogether. The row for the fifth power was used and never checked.

And the zeroth power is not even a candidate, because the claim we are about to make is about positive whole powers, and the zeroth line came with a condition attached that none of the others carry. So: fourteen confirmed numbers, and a claim about an unending list of rows. The gap between those two things is not a technicality. It is the entire reason the next argument exists. To see how wide that gap is, here is a rule I made up.

At the two ends of every row it says one. Everywhere in between it takes the true entry and adds the product of n minus one, n minus two, n minus three, n minus four, and n minus five. Below the sixth power that product is nothing at all. So this rule agrees with the truth at every entry of every row anybody checked. It has a one at both ends of every row.

Every row of it reads the same in both directions. It passes every test the pattern was ever put to. And at the sixth power it adds a hundred and twenty to each of the five interior entries, giving one, a hundred and twenty-six, a hundred and thirty-five, a hundred and forty, and back down the other side. Exactly one thing catches it, and that is multiplying the bracket in.

Out to the eighth power the rival breaks the addition rule at eighteen of the twenty-eight interior places, the first of them at the sixth power. So what would close the gap? A principle, and it is worth stating carefully, because it is doing all of the work. If a claim holds for a first case, and if, wherever it holds, it also holds one step further along, then it holds for every case from the first onwards.

That is the whole of it. Two things: a starting point, and a step you can take from anywhere. Neither one of them alone gets you anything. And notice what the step is not. It is not the observation that the claim held here, and here, and here as well. It is a single argument that works at an unnamed place, at n for any n, which is exactly why one step can cover an unending list.

So where does the starting point go? At the first power, not the zeroth. Put the first power in and the row has two entries, both of them one, so the claim says the bracket equals the first thing plus the second thing. Which it does. That is the base case, and it is done. The zeroth power is left out on purpose. The zeroth power of a bracket is one, unless the bracket comes to nothing, and nought to the nought names nothing at all.

That condition is real. It is why the zeroth line always came with a caveat, and it is why the claim is made about positive powers and starts where it does. Now watch what happens if you drop one half of the principle. Here is a statement about these same rows: the row for index n adds up to three times two to the n. Test the step on it.

A row gets copied twice by the bracket, so whatever a row adds to, the row below it adds to twice that, and out to the twelfth power that never once fails. Three times two to the n, doubled, is three times two to the n plus one. So the step holds. It holds every single time. And the statement is false at every index there is, because the first row adds to two and the statement says six.

There is no base case, so the step is carrying nothing forward at all. It never gets started, and it reaches nought. Now the other way round. Say instead that the row for index n adds up to n plus one. At the first power that is two, and the first row does add to two, so the base case here is perfectly fine. Now try the step. Doubling two gives four, and the statement wants three.

The step fails immediately. So that claim reaches exactly one case, the one you checked by hand, and nothing after it. The true statement, that the row adds to two to the n, passes both halves, and the machine runs it out to the twelfth power without stopping. Two failures, two different halves, and you need both halves every time. So to the step itself, which is where the mathematics of this actually is.

Assume the claim at one index. Not at every index, and not at the indices already checked, but at one unnamed index n, and nothing else whatever. Write that row out. It has n plus one terms. The first letter's index falls from n down to nought, the second climbs from nought up to n, and the coefficient at each place is the selection count for that row and that place, carried as a symbol and not worked out.

That assumption is the only thing on the table. Everything that follows has to come out of it. Multiply that row by one more bracket. The bracket has two terms, so it distributes: the first letter multiplies every term of the assumed row, and so does the second. Take the fifth power as the picture. Six terms go in and twelve come out, and not one coefficient has changed. The first copy has every first index bumped by one.

The second copy has every second index bumped by one. The numbers in front were never touched at all. That is the whole of the multiplication: two full copies of the row you assumed, the same list of coefficients twice over, differing only in which index went up. Now line the two copies up. Read a place along the new row by its second index. The first copy's terms sit at places nought through five.

The second copy's terms sit at one through six, which is the same list slid one place to the right. So at the two outside places only one copy arrives, and at every place between them two coefficients land together. Gather them and twelve terms become seven. Now look hard at what is standing at, say, place three. It is not a number, and it is not yet the coefficient the claim wants.

It is two selection counts side by side: the one at place three of the assumed row, and the one at place two. That is all the multiplication gives you. So the last thing needed is whatever turns two adjacent counts into the single one below them. And that is an identity about choosing, not about brackets. Take the selections of three from eight and single one bracket out. Twenty-one of them name it and thirty-five do not, nothing is in both families, nothing is left out, and the two numbers add to fifty-six, which is the count you wanted.

That argument is not made here. It is imported from counting, and this is the one thing the proof borrows. Three small facts finish the step: the count at the start of the new row is one, the count at the end is one, and two adjacent counts fuse into the one below. Withhold each of the three in turn and count what goes unjustified. Across the twelve steps there are a hundred and two lines to justify.

The fact about the start carries twelve of them, the fact about the end carries twelve, and the fusing identity carries seventy-eight. The one doing the work is the one that was borrowed. Base case, plus step, and the principle hands you every positive whole power. Not four rows and not six, but every one of them, without ever writing another out. And be exact about what it does not hand you.

The claim was made about positive whole powers, so that is what it covers. Half powers, negative powers, powers that are not whole numbers at all: nothing above says a single thing about any of them. The selection count itself refuses at a place past the end of its row, and at an index below nothing, so the machinery does not even pretend to reach there. Those cases are real mathematics.

They are simply not this. With the theorem proved, the pattern-spotting from before can be restated as consequences of it. A row for index n has n plus one terms. The first index falls, the second climbs, and in every term the two of them add to n. And the whole statement compresses to a single line: a sum, with a counter running from nought up to n, of the selection count times the first letter to the n minus k, times the second letter to the k.

That short form only reproduces the long one because a zeroth power of a letter is read as one. Withdraw that convention and, across the rows from one to twelve, twenty-four of the ninety terms cannot be written down at all. And every one of those twenty-four is at an end of its row. Finally, what the theorem actually hands you. Take the bracket built from a letter and two, raised to the sixth.

Row six is one, six, fifteen, twenty, fifteen, six, one, and each entry gets multiplied by the matching power of two. That gives one, twelve, sixty, a hundred and sixty, two hundred and forty, a hundred and ninety-two, and sixty-four. Look at the fifth of those. The selection count behind it is fifteen and the coefficient is two hundred and forty, so the counts and the coefficients part company fast once the terms are not bare letters.

And the terms need not be whole. Take a letter squared, plus three divided by that same letter, raised to the fourth. You get the letter to the eighth, twelve of it to the fifth, fifty-four of it squared, a hundred and eight over it, and eighty-one over its fourth power. That expansion has nothing to say when the letter is nought, because one of the terms it was built from does not exist there.

Where this fits

Taken from the notes each video was made from, not from the reading order — these are the ideas this one rests on and the ones that later rest on it.

Builds on

Comes up again in

The book

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