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Chapter 1 · Relations and Functions

Reflexive, symmetric and transitive as three demands that can fail independently

Sorting relations by the properties they have17 min

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17 min.

Three demands are usually read as one checklist, and they are not: each asks about a different sized piece of the grid of pairs, and no one of them can force another. Measured rather than argued: of the 512 relations on a three-element set, every one of the 8 possible pass-and-fail patterns is occupied - 5 pass all three, 260 pass none - so not a single pattern is impossible.

The idea

The three conditions of Definition 3 look like three items on one checklist, but each quantifies over a different shape inside A × A — one element for the first, a swapped pair for the second, a chain of two for the third — and no one of them can force another. The chapter settles that not by argument but by exhibiting witnesses: a relation passing only the first, a relation passing only the second, a relation passing all three, and then the remaining patterns set as an exercise. The proof that seems to derive the first condition from the other two is worth running aloud, because the element it silently assumes into existence is the whole mistake.

What you should be able to do

  • State each of the three conditions of Definition 3 and identify how many elements of A each one talks about at a time
  • Test a relation given by a rule against each condition separately, and give the witness pair or triple whenever one fails
  • Explain why a single failing instance settles a condition, while confirming instances never do
  • Recognise a relation with no chains at all and explain why it is transitive without any checking
  • Refute the argument that symmetry together with transitivity forces reflexivity, naming the step that fails and the relation that breaks it
  • Construct, on a three-element set, a relation with any prescribed pattern of pass and fail across the three conditions
  • Classify a printed relation against all three conditions and choose the correct option in a multiple-choice item
  • Count the relations on a small set that meet a prescribed pattern

Words to know

TermDefinition in one lineFirst introduced
reflexivethe demand that each element be related to itself, one element at a timeprinted in this chapter (Definition 3, §1.2, Part I p. 2)
symmetricthe demand that a related pair stay related when its two entries are swappedprinted in this chapter (Definition 3, §1.2, Part I p. 2)
transitivethe demand that a chain of two related pairs carry a related pair across its endsprinted in this chapter (Definition 3, §1.2, Part I p. 2)
equivalence relationthe name for a relation passing all three demands at onceprinted in this chapter (Definition 4, §1.2, Part I p. 3)
congruentthe relation between triangles used as the chapter's first all-three exampleprinted in this chapter (Example 2, Part I p. 3)
perpendicularthe relation between lines used as the chapter's symmetry-only exampleprinted in this chapter (Example 3, Part I p. 3)
counterexampleone instance that settles a universal claim in the negativean added term; the chapter produces them constantly and never names the move
vacuously truepassing a demand because nothing exists to test it againstan added phrase, not printed in this chapter
witnessthe pair or triple exhibited to show a demand failsscaffolding added here, not a printed term

Where people slip up

  • "Symmetric plus transitive gives reflexive." The argument runs: take any a, find b with a related to b, swap to get b related to a, chain to get a related to a. The step that fails is the second word of the sentence — find. Nothing guarantees any such b exists. On {1, 2, 3} the relation {(1, 1)} passes the second and third demands and fails the first, because 2 and 3 are related to nothing at all and so are never dragged onto the diagonal.
  • "A relation with almost all the diagonal pairs is nearly reflexive." Reflexivity is a demand on every element without exception. In Exercise 1.1 Q6 the relation on three elements misses all three diagonal pairs; but a relation missing only (3, 3) fails just as completely. There is no partial credit inside the definition.
  • "If I have checked several pairs and they all worked, the relation is symmetric." Confirming instances never settle a universal claim; one failing instance settles it. This is why every chapter verdict of fails is delivered with a named pair, and every verdict of passes is delivered with an argument covering all cases.
  • "A relation with no pairs to chain must fail transitivity." It passes. Exercise 1.1 Q1(ii) is the case: the first entries are 1, 2, 3 and the second entries are 6, 7, 8, so no pair can be continued and the demand is never put to the test. Students find this the hardest single point in §1.2 and it is worth a whole section.
  • "Transitive means a is related to c whenever c is somewhere downstream." The demand is stated for exactly two steps. Longer chains follow from repeating it, but the definition itself is about a chain of length two and nothing else.
  • "Perpendicular and parallel behave the same way." Perpendicularity is symmetric and fails the other two. Parallelism, in Exercise 1.1 Q14, passes all three. Fig 1.1 is precisely the picture of the difference: chain two perpendiculars and you land on a parallel.
  • "These properties are about the rule, so I can read them off the wording." Exercise 1.1 Q1(iv) admits a pair when a difference is an integer — a rule that sounds restrictive and in fact excludes nothing, because the relation is on Z. The verdict depends on the set as much as on the rule.
Transcript2,442 words

You are about to be handed three tests, and they arrive together, in one definition, lettered a, b and c. That packaging is misleading, and the whole of this is about why. They look like three items on one checklist, as though a relation either has the properties or does not. But each of the three asks about a different sized piece of the grid of pairs. The first looks at one element at a time.

The second looks at two. The third looks at three. And because they look at different things, no one of them can force another. That is not obvious, and it is not going to be argued; it is going to be shown, by exhibiting a relation for every possible combination of passing and failing. So from here on, the answer to what properties does this relation have is never a word.

It is three separate verdicts, and each failing verdict comes with the exact pair or triple that killed it. The first demand: every element is related to itself. On the grid of pairs, that is one line of cells - the diagonal, running from the top left corner to the bottom right. The demand is that every cell on that diagonal is shaded. Notice the word every. There is no partial credit inside a definition.

A relation on three elements that misses all three diagonal cells fails, and a relation that misses only one of them fails exactly as completely. And notice how little the demand looks at: it never mentions a second element at all. You can settle it by running your eye down one diagonal and stopping at the first gap. That gap is the witness, and naming it is the whole proof that the demand fails.

The second demand: whenever a pair is in the relation, the pair with its two entries swapped is in as well. On the grid that is a reflection. Fold the grid along its diagonal and every shaded cell must land on a shaded cell. This one needs two elements to say at all - there is nothing to swap with only one. And here is the trap that catches people: confirming instances never settle it.

You can check five pairs, find all five swap correctly, and still be wrong, because the demand is about all pairs and you have looked at five. One failing pair, on the other hand, settles it completely and for ever. So a verdict of fails is cheap - one witness - and a verdict of passes is expensive, because it needs an argument covering every case. That asymmetry is not a quirk of this topic; it is what a claim about all things is like.

The third demand: whenever you can follow one pair into another, the shortcut across the two ends is there too. Draw an arrow from a to b, and an arrow from b to c. The demand is that the arrow from a straight to c is also drawn. Three elements to say it, and that is the first time three have been needed. Two things about this one are worth pinning down now, because both cause trouble later.

First, the demand is stated for a chain of exactly two steps, and nothing longer. Longer chains do follow, by applying it again and again, but the definition itself is about two steps. Second - and this is the single point people find hardest here - if there is no chain of two steps anywhere in the relation, then there is nothing to demand, and the demand is met. We will come back to that, because it feels like cheating and it is not.

Start with a relation that passes all three, so you can see what that looks like. Take triangles, and relate one to another when they are congruent. Here are eight triangles described by their three side lengths, and among them there are four genuinely different shapes; the rest are the same triangles written with their sides in a different order. Counting every pair that is congruent gives eighteen out of the sixty-four pairs available - so this is not the everything relation wearing a disguise.

Now the three verdicts. A triangle is congruent to itself, so the first demand passes. If one triangle is congruent to another, the second is congruent to the first - congruence read backwards is still congruence - so the second passes. And congruence chains: if the first matches the second and the second matches the third, the first matches the third. Three passes, and a relation that passes all three has its own name; it is called an equivalence relation.

Hold on to how easy that felt, because it is about to stop being easy. Now lines in a plane, related when they meet at a right angle. Take thirty-six directions, evenly spread, and count the pairs at a right angle: thirty-six of them. Second demand first, because it is the one that passes. If one line is at a right angle to another, the other is at a right angle to it - a right angle does not care which line you name first.

So perpendicularity is symmetric, and comfortably so. First demand: is a line at a right angle to itself? No line is, ever. Take the horizontal direction as the witness and the demand is dead. Third demand, and this is the one worth drawing. Take a horizontal line, a vertical line at a right angle to it, and another horizontal line at a right angle to the vertical. Follow the chain: horizontal to vertical, vertical to horizontal.

The shortcut would need the two horizontals to be at a right angle to each other, and they are parallel. Every one of the thirty-six chains of two right angles lands on a pair of parallel lines - all thirty-six, without exception. So chaining perpendicularity does not fail sometimes; it fails every single time. So far one relation passing all three and one passing only the second. Here is the cleanest example in the other direction.

On the three elements one, two and three, take five pairs: one-one, two-two, three-three, one-two, and two-three. All three diagonal cells are shaded, so the first demand passes. The second: one-two is in, and two-one is not. That single pair is the witness and symmetry is finished. The third: one-two is in and two-three is in, so there is a chain from one through two to three. The shortcut, one-three, is not there.

One relation, five pairs, and the first demand passing while the other two fail - which is already enough to prove that the first does not force either of the others. And notice: the whole verdict took three glances at different shapes of the same picture. Now the argument that trips almost everybody, and it is worth saying out loud because it sounds airtight. The claim: if a relation is symmetric and transitive, then it must be reflexive.

The argument goes like this. Take any element a. Find some b that a is related to. By symmetry, b is related to a. Now chain those two: a to b, then b back to a, so by transitivity a is related to a. Done for every a, and the relation is reflexive. Every line of that is correct except one word, and the word is find. Nothing in the definitions promises that any such b exists.

Here is the relation that kills it: on our three elements, the single pair one-one, and nothing else. It is symmetric, because the only pair it holds is its own swap. It is transitive, because the only chain available runs from one to one to one, and the shortcut is the pair we already have. And it is not reflexive: run the argument at the element two and it stops at the second line, because two is related to nothing at all and there is no b to find.

Two and three are never dragged onto the diagonal, because nothing connects them to anywhere. That relation passed the third demand for a reason worth its own section, because it is the single most counterintuitive thing here. Consider a relation whose pairs are one-six, two-seven and three-eight. Its first entries are one, two and three; its second entries are six, seven and eight; and the two lists share nothing. So take any pair and try to continue it.

You land on six, and no pair starts at six. The number of chains of two steps available anywhere in this relation is zero. The third demand says: whenever there is a chain, there must be a shortcut. There is never a chain. So there is never a missing shortcut, and the demand is met - not by luck, but because a demand about all chains is satisfied by having none.

This is exactly how the empty relation gets to be transitive too. It feels like cheating and it is not; it is what a universally quantified sentence means. The relation fails the first two demands, by the way - it has no diagonal pairs and no swaps - so it passes only the third. Now some rules read straight off, and classified. On the first fourteen counting numbers, relate a pair when three times the first equals the second: that is four pairs, and it fails all three demands.

On six elements, relate a pair when the first divides into the second: fourteen pairs, and it passes the first and the third while failing the second, because one divides into two and two does not divide into one. On the integers, relate a pair when the difference is a whole number. That sounds like a restriction and excludes nothing: on a stretch of eleven integers there are a hundred and twenty-one pairs available and it takes all one hundred and twenty-one.

It passes all three, and the lesson is that you cannot read a verdict off the wording of a rule; the set matters as much as the rule. Two relations among people, to show the same spread outside arithmetic. Take six people living across three neighbourhoods and relate two of them when they live in the same one: fourteen pairs, and all three demands pass. Now relate one person to another when the first is taller than the second by exactly seven centimetres.

Across a range of forty-one recorded heights that is thirty-four pairs, and it fails all three. Nobody exceeds their own height; taller reverses to shorter; and two steps of seven centimetres make fourteen, not seven, so the chain has no shortcut. Here is the most efficient thing in this whole topic. Three relations on the numbers, differing by one symbol. The first: relate a to b when a is at most b.

The second: when a is at most b squared. The third: when a is at most b cubed. Test all three over the same stated range of twenty values, and count the failures rather than arguing. The plain one fails the first demand zero times and the third demand zero times; it fails symmetry a hundred and ninety times, which is exactly what you would expect from an ordering. Now square the right-hand side.

The first demand starts failing, and it fails at one value: a half, because a half is bigger than a quarter. Symmetry fails seventy-five times, and transitivity, which was flawless a moment ago, fails a hundred and twenty times. One witness chain is ten, four, two: ten is at most sixteen, four is at most four, and ten is not at most four. Cube it instead and the same thing happens with different numbers: the first demand fails at a half again, symmetry fails fifty-five times, transitivity eighty-six.

One symbol changed and a relation that passed two demands now passes none. Three demands, each passing or failing, makes eight possible patterns. The claim was that no demand forces another, and that claim is now a counting question with an answer. Go through every relation on a three-element set - there are five hundred and twelve of them - and sort them by which pattern they make. All eight patterns occur.

Five of the five hundred and twelve pass all three; two hundred and sixty fail all three; two hundred and ten pass exactly one; thirty-seven pass exactly two. Every pattern has at least one relation making it, so no demand can possibly force another - if it did, one of the eight boxes would be empty. Now do the same on a two-element set, where there are sixteen relations. Only five of the eight patterns occur.

Three patterns simply cannot be built on two elements at all - including the one you would most want, a relation passing the first two demands and failing the third. So three elements is not an arbitrary choice of playground. It is the smallest arena in which the independence is fully visible, and that is a measurement rather than a preference. One last kind of question, and it is the one that turns all this into work.

You are given a pattern and asked how many relations make it. On three elements, how many relations hold both one-two and two-three, pass the first and third demands, and fail the second? The answer is three, and the reason is the interesting part: reflexivity forces the diagonal in, transitivity then forces the shortcut one-three in, and every further pair you add forces more in until the relation becomes symmetric, which disqualifies it.

The demands push against each other, and only three relations survive the squeeze. Change the question slightly: how many hold one-two and one-three, pass the first and second demands, and fail the third? Now exactly one relation qualifies, and it holds seven of the nine available pairs. Reflexivity forces the three diagonal pairs, symmetry forces two-one and three-one, and that seven-pair relation already fails transitivity - two is related to one and one to three, with no two-three to close it.

The only pairs left are two-three and three-two, and symmetry says they must come as a couple; add them both and you have all nine pairs, which is transitive and therefore disqualified. So: one relation. And notice what did the work in both of those counts. Not a feeling about which properties go together, but three separate tests, applied one at a time, each with its own witness when it failed.

That is the whole method, and it is the only thing that survives contact with a hard question.

Where this fits

Taken from the notes each video was made from, not from the reading order — these are the ideas this one rests on and the ones that later rest on it.

Builds on

Comes up again in

The book

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